Senior Associate, Information System Auditor at PeopleOS

We partner with organizations to support them, improve their performance and push their boundaries for success. We are the people you need for your people Our decades of experience and state-of-the-art technology enables us to deliver best-in-class HR services to help your business and people thrive.

Our client in the Financial technology industry is seeking a motivated and detail-oriented Information System Auditor to join our team. The Information Systems Auditor is responsible for conducting independent and objective assessments of the organization’s information systems to ensure they operate effectively, efficiently, and in compliance with relevant laws, regulations, and standards.

The auditor will evaluate the security, integrity, and reliability of data and the effectiveness of the controls in place to mitigate risks.

The role seats within the Management Company and works directly with all portfolio companies to support their scaling efforts while monitoring their individual performances .

Summary of Responsibilities

Compliance & Risk-Based Audits

• Execute risk-based audits aligned with IS audit standards.
• Ensure compliance with relevant laws, regulations, and industry standards (e.g., SOX, PCI-DSS, and GDPR).
• Identify emerging risks and trends in information technology and cybersecurity.
• Collaborate with risk management and compliance teams to develop and enhance risk mitigation strategies.
• Performing risk assessments to identify potential control weaknesses and areas for improvement.
• Identify key risks and controls within the information systems and related processes.

Audit Planning

• Plan and conduct audits to evaluate system protection, control, and value.
• Lead and execute internal audits in accordance with the annual audit plan.
• Planning and scoping audits of company functions (financial, operational, compliance).
• Interviewing process owners and stakeholders to gather information and understand control procedures.
• Adhere to recognized standards (e.g., IIA, ISO, PCI-DSS).
• Develop and implement audit plans, including objectives, scope, and methodology.
• Gather and analyze relevant data to support the audit process.

Conducting Audits

• Perform detailed evaluations of information systems, including applications, databases, networks, and other IT infrastructure.
• Assess the effectiveness of internal controls and identify areas of risk or non-compliance.
• Test and review system controls, policies, procedures, and documentation.

Process Improvement

• Participate in the development and continuous improvement of the internal audit methodology, including potentially leveraging data analytics techniques.
• Monitor the implementation of audit recommendations and corrective actions.
• Conduct follow-up audits to ensure issues have been resolved and controls have been strengthened.
• Provide guidance and support to management in the development and implementation of effective controls.
• Promote necessary changes based on audit results.

Reporting

• Prepare comprehensive audit reports with findings, conclusions, and recommendations for improvement.
• Document audit processes, methodologies, and results in accordance with industry standards.
• Present findings to senior management and other stakeholders.
• Assist with the preparation of the annual internal audit plan and compile audit committee reports (as needed).

IT Audit

• Work with the audit team in reviewing and auditing information Systems, ERP & Platforms, Applications and IT processes.
• Working with IT Operations and Information Security team to conduct IT security audits (e.g. network, servers, operating system and data center), including evaluating if security vulnerabilities are properly identified and mitigated.
• Coordinate the scope and performance of these reviews with business units and external security experts.
• Evaluate Information systems controls and provide value-added feedback. Test compliance with those controls.
• Perform various other reviews of IT and Information Security management policies and procedures such as change management, business continuity planning/disaster recovery, and information security to ensure that controls surrounding these processes are adequate.

Requirements

• Minimum of 3-5 years of experience in information system auditing, IT security, or a related field within the financial services industry.
• Bachelor’s degree in Information Systems, Computer Science, Accounting, Finance, or a related field.
• Professional certifications such as Certified Information Systems Auditor (CISA), Certified Information Systems Security Professional (CISSP), or Certified Internal Auditor (CIA) are highly desirable.
• Experience with audit software and tools, such as ACL, IDEA, or similar platforms.
• An entrepreneurial spirit and the ability to foster a positive and energized culture.
• Excellent leadership, communication, project management, and interpersonal skills.
• Excellent judgment. Able to weigh several and often conflicting constraints and make rapid, logical decisions in a fast- moving company.
• Proven experience getting results, developing people, focusing on the customer, building successful business relationships, and working effectively with a diverse set of vendors.
• Adept at managing the performance of multiple teams, setting clear objectives, setting a vision, and creating a high- performance climate.
• Strong analytical and problem-solving skills.
• Proficiency in audit software and financial management systems.
• Ability to work independently and make sound decisions.
• High ethical standards and integrity and excellent people management skills.
• Strong understanding of information systems, IT infrastructure, and cybersecurity principles.
• Knowledge of auditing standards, regulatory requirements, and best practices.
• Effective communication and interpersonal skills.
• Ability to manage multiple tasks and priorities in a dynamic environment.
• Attention to detail and a high level of accuracy.

Personal qualities

• Strategic thinker with the ability to align audit activities with the company’s goals.
• Detail-oriented and committed to accuracy.
• Strong leadership and team management abilities.
• Ability to handle confidential information with discretion.
• Execution focused – “get it done or go home” attitude.

 Additional Information

The role may involve working with sensitive and confidential information, requiring a high degree of integrity and ethical conduct. Continuous professional development and staying updated with industry trends and advancements in technology and auditing practices are essential.

Method of Application

Signup to view application details. Signup Now